What Is "Broker Facts I... A Guide For The Aspiring Stockbroker"?

Everything I have ever read on the subject of our profession has either idealized or demonized the stockbroker. I have never found any source of information that gives an honest, true to life appraisal of our business for the person considering a career in our industry, let alone offering the tools needed to find a job with a reputable firm.

In order to fill that information void I have authored a 2 1/2 hour audio program entitled "Broker Facts I... A Guide for the Aspiring Stockbroker", downloadable in MP3 format.

The objective of Broker Facts I is to help you determine if the securities industry is for you and, once having made that decision, equip you with the tools and coaching necessary to help you get a job at the kind of firm that is specifically right for YOU!

Here is a synopsis of the valuable information contained within the chapters of "Broker Facts I":

Is Being a Stockbroker for YOU?

In this chapter we take a very real and candid look at what it means to be a stockbroker. We discuss the positives and negatives, giving you the objective information necessary to make an informed, intelligent career decision. Text Excerpt

Mind Set!

We get into the "mind set" necessary for success, giving you insight on what you must do to succeed as a stockbroker. Text Excerpt

The Direct and Indirect Method

Here we discuss methods of entry into the business, showing you a direct and indirect way to "break in"! Text Excerpt

The Series 7 and Series 63 exams

We discuss in detail the series 7 exam, a 250 question multiple choice exam required in all 50 states. Some states also require the series 63, a much shorter, 50 question test. We enable you to understand what will be expected of you and how to prepare for it. Text Excerpt

Large Firms versus Small Firms

We weigh the advantages and disadvantages associated with working for the very large, high profile, multi faceted firm versus the smaller, more specialized "boutique" operation, helping you to target the style of firm best suited to your personality and individual goals. Text Excerpt

Compensation

We discuss how you get paid! We cover, in detail, various industry standard formulas used to determine your compensation, giving you the information necessary to negotiate from an informed point of view. Knowledge is power! Text Excerpt

Getting the Interview

Here we show you how to get in front of the right people. We show you ways to do that by giving you information that could only come from someone who knows the ropes... and shows YOU how to use them! Text Excerpt

Dressing for Success

You will only get one opportunity to create a good first impression. It doesn't do any good to go to all the trouble of getting an interview if, when you show up, you make the wrong impression. We make sure you make the right one! Text Excerpt

Questions to Expect on the Interview

Did you ever go on an interview where you were asked questions and found yourself grasping for the right answer? Would it have helped to know the questions before they were asked? We discuss such questions and give you the answers! Text Excerpt

Questions You Should Ask on the Interview

What is at least as important as having the right answers to the questions you are asked is asking the right questions of your interviewer. Not only does it make a great impression, but the answers will help you to determine if you are interviewing at a firm where you would want to work in the first place. Beware the "charlatan element" in our industry! Text Excerpt

We believe you will find "Broker Facts I" a very valuable tool, whether you are considering a career in our profession or have already decided to enter it. "Broker Facts I" skips the fluff and goes right to the heart of the matter, giving you the objective facts you need and should have. After all, where are you most likely to get them... from "Broker Facts I"... or from the person you are interviewing with?

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Broker Facts I Introduction About The Author Professional Income Comparisons Broker Facts I Synopsis Proceed With The Program
Broker Facts II Introduction Broker Facts II Synopsis Proceed with Broker Facts II Industry Links Email Us